We are committed to offering you a positive customer experience with essential services like these:
State-of-the-art infrastructure, with an institutional-ready platform that handles multiple custodians and
makes it easy to monitor accounting and investment performance
Access to the portfolio management team
Communication on the market and our approach, through monthly newsletters, webcasts
We will work with a custodian of your choice, or we can recommend a custodian with which we have a relationship and/or with which we have negotiated pricing.The following are custodians with which we currently work:
A completed custody agreement
A transfer form if securities are being transferred to create the account
If the account is an IRA, an IRA adoption form for your current provider
Understanding the Custodian-Investment Firm Relationship
The three-party relationship between 1492 Capital Management, our client and the client’s custodian provides an effective method for delivering results.
Because we do not provide custody, our clients need to have a relationship with a custodian that is a bank trust company or broker/dealer who can hold assets and collect income. Our investment advisory agreement gives us the discretion to make the investment decisions we believe are prudent and our electronic trading platform allows us to communicate those decisions to the brokers who are executing trades on our clients’ behalf and the custodians who are caring for their assets.